Jenny Wei

Jenny has more than 25 years of experience advising global financial institutions on a wide range of internal audit and regulatory matters, including enterprise risk management, regulatory compliance, corporate compliance, operations, and independent regulatory remediation validation, as well as compliance with the Bank Secrecy Act (BSA)/lavagem de dinheiro (AML), o Escritório de Controle de Ativos Estrangeiros (OFAC), a Lei Sarbanes-Oxley (Sox) e Sox japonês (J-Sox). Jenny

Unlocking the full potential of your internal audit and its power for growth through forward-looking data-driven strategy and technology-enabled transformation.”

About Jenny

Jenny ajuda as instituições de serviços financeiros a criar funções de auditoria interna, entregar o plano de auditoria interna e transformar auditorias internas em pessoas, processo, propósito e tecnologia para criar valor de longo prazo e construir confiança com as partes interessadas. Ela lidera grandes projetos com equipes multidisciplinares no planejamento e execução de auditorias internas, conformidade com Sox, gerenciamento de riscos, conformidade corporativa e regulatória e projetos especiais para empresas globais multibilionárias em serviços financeiros e private equity. A comunidade. Questões relacionadas ao controle em uma ampla gama de áreas bancárias e de mercado de capitais, incluindo governança, gerenciamento de riscos, auditoria interna, regulamentação geral e questões de exame.

Jenny is recognized for her collaborative style, relationship-building skills, adaptability, and complex problem-solving capabilities, as well as bringing innovation and diversity to the workplace and the community.

Throughout her career, Jenny has:

• Led fully outsourced and co-sourced internal audit engagements, performing risk assessments, developing audit plans, and conducting a range of finance, operations, information technology, risk management, vendor management, regulatory, cybersecurity, and compliance audits.
• Advised senior executives on solving complex risk management and control-related issues in a broad range of banking and capital market areas, including governance, risk management, internal audit, general regulatory, and examination matters.
• Interface com reguladores e gerenciamento sênior em perfis de risco de negócios, cobertura de auditoria, resultados de revisão e remediação do plano de ação de gerenciamento em andamento. taxonomias de risco; avaliações de risco; monitoramento contínuo; Cartas de auditoria interna; Manual, planos de auditoria interna baseados em risco e execução; e programas de garantia de qualidade e melhoria para lidar com riscos emergentes e expectativas regulatórias para grandes bancos globais, agências estrangeiras, corretoras, gerenciamento de ativos e empresas de private equity. Tecnologia Chatgpt, gerando valor a longo prazo através da eficiência e eficácia habilitadas para a tecnologia. Ela atuou como líder da experiência da PWC para grandes instituições financeiras globais e ajudou os clientes a alcançar e manter funções de auditoria interna e programas de conformidade. Jenny serviu como treinador, mentor e advogado da próxima geração de talentos. Ela também manteve o papel de gerente sênior da EY, ajudando os clientes com auditorias, conformidade e risco. Serviços
• Advised global financial institutions to address regulatory issues and enforcement actions by providing guidance, validating the implementation of sustainable management action plans, and communicating with the regulators.
• Led the development and enhancement of audit universes; risk taxonomies; risk assessments; continuous monitoring; internal audit charters; manual, risk-based internal audit plans and execution; and quality assurance and improvement programs to address emerging risks and regulatory expectations for large global banks, foreign branches, broker-dealers, asset management, and private equity firms.
• Led engagements for Fortune 100 companies and complex global organizations, directed C-suite relationships across all services, and consulted on process and control optimization, cost reductions and cost efficiencies, digital transformation, automation, and artificial intelligence and ChatGPT technology, driving long-term value through technology-enabled efficiency and effectiveness.
• Assisted Japan-based multinational banks in meeting the requirements of the Japanese Financial Instruments and Exchange Act (J-SOX) by taking a top-down, risk-based approach and compliance assessment.

Prior to joining Huron, Jenny served as managing director at PwC’s cyber risk and regulatory practice. She acted as the PwC experience leader for large global financial institutions and assisted clients in achieving and maintaining internal audit functions and compliance programs. Jenny served as a coach, mentor, and advocate of the next generation of talent. She also held the role of senior manager at EY, assisting clients with audits, compliance, and risk.